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NASD Disputes

The attorneys of Hajek & Beauclaire provide representation for both claimants and respondents in National Association of Security Dealer Arbitrations including the following areas:

  • Negligence
  • Failure to Supervise
  • Breach of Fiduciary Duty
  • Misrepresentation/Non-Disclosures
  • Unauthorized Trading
  • Churning
  • Suitability
  • Manipulation